For Tier 1 and mid-tier banks, regulatory compliance has become an operational discipline in its own right. Surety gives your compliance team the infrastructure to manage it without proportionally growing headcount.
Banks face a compounding challenge: more regulations, more jurisdictions, more evidence requirements — and a regulator who expects everything to be inspection-ready at any moment. Manual processes, spreadsheets and siloed document stores cannot scale to meet this. Surety provides the infrastructure to manage regulatory obligations systematically, with AI handling the volume and your experts handling the judgment.
Manage multiple regulatory frameworks simultaneously — DORA, Basel III, FCA Consumer Duty, SAMA, CBUAE and others — in a single obligation register
Multi-entity support — separate obligation registers per subsidiary or branch, with a unified group compliance view for the CCO and board
Identity-aware workflow via SailPoint integration — obligations route automatically to the right individuals across the organisation
Evidence collection from existing systems — Microsoft 365, HCL iControl, email, policy management platforms — without requiring staff to change their tools
Regulator-ready reporting at one click — assembled from your immutable activity trail, not reconstructed under pressure
Plus any other framework relevant to your organisation. Surety is regulation-agnostic — upload any regulatory document and Surety maps and manages it.
Separate obligation registers per entity or jurisdiction. Unified group compliance view for your CCO and board.
Data sovereignty requirements? Deploy Surety with its own proprietary LLM on-premise, or connect it to your own model of choice. Your regulatory data never leaves your environment.
Immutable activity trail. Every obligation mapped, every evidence submitted, every sign-off — attributed and timestamped. Ready when the regulator calls.