From raw regulatory document to signed-off audit trail — Surety™ manages every stage without spreadsheets, manual tracking or disconnected tools.
Upload any regulatory document — a 400-page legislative text, a supervisory guidance note, an internal policy, a regulator's consultation paper. Surety's AI reads it, structures it and extracts every obligation automatically.
Surety currently supports PDF documents and email — it works for external regulations just as well as internal policies, for any document containing obligations, rules or requirements that need to be tracked and evidenced.
Currently supports English-language PDF and email documents — any jurisdiction, any regulatory framework
AI segments obligations, definitions, timelines and responsible parties — each tagged with a source citation
Every AI output carries a confidence score — low-confidence extractions are flagged for human review before they enter your workflow
Surety can run its own proprietary LLM on-premise, or connect to a model of your choice — your documents never leave your environment. Suited for regulated entities with strict data residency requirements.
Every extracted obligation is mapped to the business functions, teams, systems and individuals responsible for it. Surety's configurable workflow engine routes each obligation through your review and sign-off process automatically.
Obligations can be challenged, reclassified or escalated at any stage. Every change is version-controlled. The mapping is not a one-time exercise — as regulations update, Surety tracks the delta and flags only what has changed.
Multi-entity and multi-jurisdiction mapping — one group view, separate entity registers
Integrates with SailPoint for identity-aware mapping — obligations route to the right people automatically
Full version history — every mapping decision is attributed and timestamped for audit purposes
Separate obligation registers per entity or jurisdiction. Unified group compliance dashboard for the CCO and C-suite.
Teams submit evidence directly against each obligation — from within Surety or via integrations with the systems they already work in. No double-keying. No email threads. No manually assembled evidence packs.
Surety ingests evidence from document uploads, email, policy management systems and API connectors. Each piece of evidence is linked to a specific obligation, version-controlled, and carries a clear chain of custody from submission to sign-off.
Evidence submitted directly by the business function responsible — no compliance team intermediary required
Email ingestion — forward regulatory correspondence directly into Surety as evidence
Completeness tracking — Surety shows which obligations have sufficient evidence and which are at risk
Every evidence submission is attributed to a named individual, timestamped, and linked to the exact obligation version it satisfies. Immutable once signed off.
Generate regulator-ready audit reports on demand. Surety assembles the complete picture: every obligation, every piece of evidence, every sign-off — structured for your regulator, your board or your internal audit team.
The immutable activity trail means reports are never assembled under pressure. Everything is already there, already attributed, already version-controlled. One-click export when you need it.
C-suite dashboard — real-time compliance posture across all entities and jurisdictions
Regulator-ready exports — structured output that can be adapted to your regulator's specific reporting requirements
Board-level reporting — translate obligation status into governance language for non-technical stakeholders
Immutable log of every action — who mapped what, who submitted which evidence, who signed off and when. Cryptographically verifiable on request.
Real-time compliance posture — by entity, by framework, by obligation status. Designed for the CCO and the C-suite, not just the compliance analyst.
Surety connects to the identity, policy and communication systems your teams already use — so compliance becomes embedded in existing workflows, not bolted on top of them.
Identity-aware obligation routing — obligations flow automatically to the right individuals based on role, seniority and jurisdiction, without manual assignment.
Full Microsoft 365 integration via Graph API — evidence from SharePoint, Teams and Outlook is captured and attributed without requiring users to leave their familiar environment.
Surety's open API supports custom connectors to internal GRC systems, risk platforms, data warehouses and any system your organisation uses. Ask us in a demo.